variable annuity fraud Archives - Page 2 of 3

Tag: variable annuity fraud

November 22, 2011

According to a recent article in the investmentnews.com, John Hancock “has pulled back on its annuity distribution and expects to...

August 31, 2011

As a national securities litigation law firm and investor protection advocate, the firm often speaks to investors who have experienced...

April 15, 2011

The White Law Group announces that it has filed a Financial Industry Regulatory Authority (FINRA) arbitration statement of claim involving...

January 11, 2011

According to the New York Post, in May 2010, FINRA accused Long Island brokerage firm David Lerner Associates and its head trader, William...

November 24, 2010

In 2009, FINRA announced that it had fined NEXT Financial Group, Inc., headquartered in Houston, Texas, $1 million for supervisory...

October 21, 2010

Waddell & Reed’s sales practices have been the subject of regulatory inquiry on several occasions. Back in 2005, FINRA resolved its...