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Tag: variable annuity fraud law firm

Blog, Securities Fraud

Variable Annuities Investigation, Variable Annuity Switching – Securities Fraud Lawyer

Are you a Victim of Variable Annuity Switching? Overselling variable annuities or variable annuity switching can be a problem and is not in...

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Blog, Securities Fraud

FINRA Awards suggest that variable annuities remain a problem in the securities industry.

Based on recent awards, it appears that variable annuities continue to be a problem in the securities industry.  From January 1, 2013 to...

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Blog, Securities Fraud

Cadaret Grant fined over variable annuity sales.

Cadaret Grant, one of the nation’s largest independent broker-dealers, was recently fined by FINRA and ordered to pay a $200,000 fine, as...

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Blog, Securities Fraud

3 Former Prime Capital Brokers Barred by SEC for Variable Annuity Sales

The SEC recently announced that it has found that Eric J. Brown, formerly associated with registered broker-dealer Prime Capital Services,...

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