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Tag: UIT losses

Blog, Securities Fraud

April 15, 2011

FINRA Arbitration Claim filed Against NEXT Financial

The White Law Group announces that it has filed a Financial Industry Regulatory Authority (FINRA) arbitration statement of claim involving...

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Blog, Securities Fraud

November 30, 2010

Recovery of Investment Losses

If you have suffered investment losses as a result of the fraud or negligence of your financial professional or brokerage firm, The White...

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Blog, Securities Fraud

October 6, 2010

FINRA Fines Atlanta based broker-dealer SunTrust Investment Services

FINRA recently today that it has ordered SunTrust Investment Services, Inc. of Atlanta, GA, to pay $1.44 million to resolve charges related...

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