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Tag: UIT fees

Blog, Current Investigations

McDermott Investment Advisors held Liable

SEC Charged McDermott Investment Advisors with ‘double-dipping’ with advisory fees, transactional costs  According to...

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Current Investigations

McDermott Investment Advisors – Securities Fraud Investigation

SEC reportedly charges RIA McDermott Investment Advisors with UIT overcharges According to theSecurities and Exchange Commission, the...

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Blog, Securities Fraud Articles

Overview of Unit Investment Trusts

The following is intended to provide an overview of unit investment trusts, and highlight the pros and cons associated with these types of...

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