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Tag: UIT fees

McDermott Investment Advisors held liable for breaching fiduciary duty, featured by top securities fraud attorneys, the White Law Group

Blog, Current Investigations

July 15, 2022

McDermott Investment Advisors held Liable

SEC Charged McDermott Investment Advisors with ‘double-dipping’ with advisory fees, transactional costs According to...

McDermott Investment Advisors – Securities Fraud Investigation, featured by top securities fraud attorneys, the White Law Group

Current Investigations

September 17, 2019

McDermott Investment Advisors – Securities Fraud Investigation

SEC reportedly charges RIA McDermott Investment Advisors with UIT overcharges According to theSecurities and Exchange Commission, the...

Blog, Securities Fraud

December 18, 2013

Overview of Unit Investment Trusts

The following is intended to provide an overview of unit investment trusts, and highlight the pros and cons associated with these types of...

SEC Investigating RIAs over Crypto-Asset Custody
January 27, 2023
FINRA Sanctions 3 Firms for 529 Overcharges
January 26, 2023
Anthony “Tony” Liddle Allegedly Defrauded 13 Advisory Clients
January 26, 2023
Advisor Scott Fries Scheduled for Sentencing
January 24, 2023
Paulson Investment Co. Sanctioned for Unsuitable Investments
January 24, 2023

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