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Tag: UIT fees

Blog, Current Investigations

McDermott Investment Advisors held Liable

SEC Charged McDermott Investment Advisors with ‘double-dipping’ with advisory fees, transactional costs  According to...

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Current Investigations

McDermott Investment Advisors – Securities Fraud Investigation

SEC reportedly charges RIA McDermott Investment Advisors with UIT overcharges According to theSecurities and Exchange Commission, the...

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Blog, Securities Fraud

Overview of Unit Investment Trusts

The following is intended to provide an overview of unit investment trusts, and highlight the pros and cons associated with these types of...

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