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Tag: UBS Yes

SEC has Record year for Enforcement Actions in 2022, featured by top securities fraud attorneys, the White Law Group

Blog, Securities Fraud Articles

January 10, 2023

SEC has Record year for Enforcement Actions in 2022

The Securities and Exchange Commission Collected more than $6.4 Billion in 2022  According to Financial Advisor IQ, the Securities and...

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UBS Settles Fraud Charges over YES Options Trading Strategy, featured by top securities fraud attorneys, the White Law Group

Blog, Current Investigations, Securities Fraud Articles

July 12, 2022

UBS Settles Fraud Charges over YES Options Trading Strategy 

UBS to Pay $25 Million to Settle SEC Fraud Charges Involving Complex Options Trading Strategy, YES (Yield Enhancement Strategy) According...

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