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Tag: UBS Securities fraud

Blog, Securities Fraud Articles

Lehman Brothers Principle Protected Note Investment Losses

Did you suffer losses as a result of your investment in a Lehman Brothers Principle Protected Note (PPN) that you purchased through UBS and...

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Blog, Securities Fraud Articles

Lehman Brothers Structured Products Investment Losses

Have you suffered losses due to your investment in a Lehman Brother Structured Products, including the 100% Principal-Protection Notes...

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Blog, Securities Fraud Articles

Securities Fraud Investigation Involving UBS' PACE Program

The White Law Group is investigating the appropriateness of UBS’ PACE program for certain investors.  UBS’ PACE (Personalized Asset...

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Blog, Securities Fraud Articles

FINRA Fines Firms For Overstating Trade Volume

In 2008, FINRA announced that it has fined 19 broker-dealers a total of $2.8 million for substantially overstating their advertised trade...

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