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Tag: UBS Puerto Rico Fund attorney

Blog, Current Investigations

UBS Loses Again on Puerto Rican Bonds

UBS Loses Again on Puerto Rican Bonds UBS was dealt another blow from its sale of Puerto Rican bonds and closed-end funds by FINRA, who...

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Blog, Securities Fraud

Threat of Puerto Rico Default

The debt crisis in Puerto Rico continues to loom over the commonwealth. Although the island is a U.S. territory, it’s public...

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Blog, Securities Fraud

FINRA Awards UBS Client $2.9 Million

UBS ordered to pay $2.9 million in another FINRA arbitration claim. The financial Industry Regulator authority (FINRA) awarded Ana Teresa...

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Blog, Securities Fraud

UBS Puerto Rico Ordered to Pay Investor $1 Million

According to Investment News, a FINRA arbitration panel awarded $1 million to an investor whose portfolio was over-concentrated in UBS...

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Blog, Securities Fraud

Investors Sue UBS Puerto Rico

According to InvestmentNews, the beneficiaries of a trust are suing UBS for $4.5 million. The lawsuit alleges that UBS “acted against...

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Blog, Securities Fraud

Troubling News for UBS Puerto Rico Fund Investors

According Bloomberg, “U.S. authorities in Puerto Rico are investigating allegations that a former UBS AG broker improperly advised...

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