logo_web_wht
FREE CONSULTATION
(888) 637-5510

Tag: UBS Financial

Robert Turner Barred after Allegations of Million-dollar Fraud, featured by top securities fraud attorneys, the White Law Group

Blog, Current Investigations, Securities Fraud Articles

January 30, 2023

Robert Turner Barred after Allegations of Million-dollar Fraud

Robert Earl Turner, Jr., Waco, Texas, Barred from Securities Industry  According to a Letter of Acceptance Waiver and Consent on January...

Read More →
FINRA Fines UBS Securities $2.5 Million for Reg SHO Violations, featured by top securities fraud attorneys, the White Law Group

Blog, Current Investigations

October 6, 2022

FINRA Fines UBS Securities $2.5 Million for Reg SHO Violations 

UBS Sanctioned for Reg SHO Violations and Supervisory Failures  According to a press announcement this week, the Financial Industry...

Read More →
Investment Losses?
Contact our National Securities Fraud Attorneys
GET A FREE CONSULTATION

Why Hire The White Law Group?

$50 M
Recovered for Investors
30 Years
of Securities Law Experience
700+
FINRA Arbitration Cases
50 States
Representing Investors
5-Star
AVVO Attorney Rating
Contingency Based Fees
logo_web_wht2
(312) 238-9650 | Fax (312) 238-8950 | (888) 637-5510 | 125 S. Wacker Drive, Suite 300, Chicago, Illinois 60606
The information you obtain at this site is not, nor is it intended to be, legal advice. You should consult an attorney for individual advice regarding your own situation. You may reproduce materials available at this site for your own personal use and for non-commercial distribution. All copies must include this copyright statement. © 2015 by The White Law Group, LLC All rights reserved.