Call Now for a Free Consultation
(888) 637-5510

Tag: u-5 expungement attorney

FINRA CRD Expungement Explained, Featured by Top Securities Attorneys, The White Law Group

Blog

June 19, 2020

FINRA Expungement Attorney, U4, U5, U6 Expungement

FINRA CRD Expungement Explained Are you a financial advisor with an unfair blemish on your CRD record? Is that blemish hindering your...

Read More →

Blog, Securities Fraud

April 17, 2012

FINRA U-5 Expungement Procedure Updates

FINRA is currently requesting comment on proposed new rules that would permit persons who are the “subject of” allegations of sales...

Read More →
U-5 Defamation, FINRA Attorney for Financial Advisors, Featured by Top Securities Attorneys, The White Law Group

Blog, Securities Fraud

December 26, 2011

U-5 Defamation Attorney | FINRA Attorney for Financial Advisors

U-5 Defamation Attorney- Updated on May 24, 2019 Are you a financial advisor with an erroneous U-5 entry? Do you need an experienced...

Read More →

(312) 238-9650 | Fax (312) 238-8950 | (888) 637-5510 | 125 S. Wacker Drive, Suite 300, Chicago, Illinois 60606

The information you obtain at this site is not, nor is it intended to be, legal advice. You should consult an attorney for individual advice regarding your own situation. You may reproduce materials available at this site for your own personal use and for non-commercial distribution. All copies must include this copyright statement. © 2015 by The White Law Group, LLC All rights reserved.