Tag: The White Law Group
Wall Street V. Main Street Podcast – Episode 5
Wall Street V. Main Street Podcast – Episode 5 – How to Vet and/or Fire your Financial Advisor ...
Investment Losses: Former LPL Rep Arthur Lin
According to SEC documents, Arthur Lin, a former LPL Financial registered representative has been accused of selling “…$5,360,000 in...
FINRA Outlines Investments They are Watching Closely in 2012
The Financial Industry Regulatory Authority (FINRA) outlined a list of investment products that they will be watching closely in 2012...
Investors Encouraged to Research Financial Advisers
The USA Today recently ran a story in which they gave some tips on diligently selecting a financial advisor and encouraged investors to...
FINRA Continues their Focus on Non-traded REITs
FINRA released an investor alert for public non-traded REITs “to help investors understand the benefits, risks, features and fees of...
