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Tag: structured product

Blog, Securities Fraud Articles

Alternative Investments on the Rise

Alternative Investments on the Rise, Increased Litigation Likely to Follow According to the Investment News, more than three-quarters of...

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Blog, Securities Fraud Articles

FINRA Fines Ameriprise for Reverse Convertible Notes

The Financial Industry Regulatory Authority (FINRA) has fined H&R Block Financial Advisors (now Ameriprise Advisor Services) $200,000...

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Blog, Securities Fraud Articles

Securities Fraud Investigation Involving Reverse Convertible Notes

The White Law Group is investigating the appropriateness of reverse convertible securities or reverse convertible notes sold by...

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