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Tag: state securities regulators

Blog, Current Investigations

State Regulators Propose Restitution for Victims of Securities Fraud

State Regulators Propose Restitution for Victims of Securities Fraud According to the North American Securities Administrators Association...

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Blog, Securities Fraud Articles

Individual US State Securities Regulatory Agencies

The Securities and Exchange Commission (SEC) is the primary governmental agency that oversees the securities industry. The mission of the...

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Blog, Securities Fraud Articles

Overview of Securities Regulators

Securities regulation is intended to protect all participates in the securities market. This includes investors as well as financial...

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