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Tag: Shafer financial group

Blog, Current Investigations

SEC Bars Dustin Shafer after Allegations of Misrepresentation

Update on the Investigation: Dustin Shafer & Shafer Financial Group, Springfield IL   According to an SEC administrative order, on...

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Blog, Current Investigations

Money Concepts Advisor Dustin Shafer Barred

FINRA Bars Dustin Shafer after Allegations of Borrowing Money from Elderly Client According to a Letter of Acceptance, Waiver and Consent...

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