Tag: Securities Lawyer
BR Four Corners Orlando DST Investors may have Claims
Investigation of Bluerock’s BR Four Corners Orlando DST The White Law Group is investigating the liability that FINRA registered...
RK Pointe at Prosperity Village DST Investors may have Claims
Investigation of Rance King Properties’ RK Pointe at Prosperity Village DST The White Law Group is investigating the liability that...
NYLIFE Securities Sanctioned for Mutual Fund Overcharges
FINRA Censures & Fines NYLIFE Securities for Supervisory Failures with Mutual Fund Switching According to the Financial...
Portland, Oregon Securities Fraud Lawyer – Broker Fraud Attorney
Portland, Oregon Securities Fraud Attorney Are you looking for an experienced securities attorney near Portland, Oregon? The White Law...
Berthel Fisher & Co. Sanctioned for Mutual Fund Overcharges
Berthel Fisher & Co. Sanctioned for Mutual Fund Overcharges According to an administrative order on September 17, the Securities and...
RBC Capital Markets to pay $800,000 for Unfair Dealing in Municipal Bonds
SEC charges RBC and two execs with Municipal Bond Rules Violations According to a press release on September 17, the Securities and...
