Tag: securities fraud investigation
Montana Ponzi Scheme
In the beginning of 2010, Arthur Leroy Heffelfinger, a former financial advisor with KMS Financial Services, Inc., was arrested in Montana...
Investigation Into Bank of America Structured Products
The White Law Group is currently investigating certain Bank of America structured investments. It appears that these products,...
Penson Financial Services fined by FINRA for securities violations
FINRA recently announced that Penson Financial Services, Inc. has been fined $38,000 and ordered to pay $22,663, plus interest, in...