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Tag: securities fraud attorney

Blog, Securities Fraud Articles

How To Research Your Financial Advisor with BrokerCheck

All financial advisors working for broker-dealers are registered with FINRA (Financial Industry Regulatory Authority). FINRA BrokerCheck...

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Blog, Securities Fraud Articles

FINRA Rules Regarding Suitability

Securities Fraud Attorneys | Suitability Claims One of the main claims in any securities fraud case is regarding suitability (i.e., were...

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Blog, Securities Fraud Articles

FINRA Fines Credit Suisse Securities for SHO Violations

The Financial Industry Regulatory Authority (FINRA) recently announced that it has fined Credit Suisse Securities (USA) LLC $1.75 million...

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Blog, Securities Fraud Articles

FINRA Fines Barclays Capital for Misrepresentations

The Financial Industry Regulatory Authority (FINRA) recently announced that it has fined Barclays Capital Inc. $3 million for...

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Blog, Securities Fraud Articles

Unauthorized Trading (Trading without Permission)

Unauthorized Trading The following is a video about unauthorized trading  from our securities fraud practices informational series.  ...

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Blog, Securities Fraud Articles

Recovery of Bradford Energy and Oil and Gas Investment Losses

Have you suffered investment losses in a Bradford Energy or Oil and Gas Investment? The White Law Group may be able to help. The White Law...

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