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Tag: securities arbitration

Florida Securities Act

Blog, Securities Fraud Articles

August 11, 2009

Brief Summary of the Florida Securities Act (Florida Statute Chapter 517)

The Florida Securities Act (Florida Statute Chapter 517) The Florida securities laws are administered by the Florida Department of Banking...

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Blog, Securities Fraud Articles

August 5, 2009

Frances Ann Reams suspended from FINRA

In June 2009, FINRA announced that Frances Ann Reams, then employed with Wachovia Securities, LLC in Roanoke, Virginia, had been suspended...

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Blog, Securities Fraud Articles

June 16, 2009

Important Things to Know about B Share Mutual Funds

There has been quite a bit of controversy surrounding Class B share mutual funds in the last few years. The NASD and SEC are taking a very...

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