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Tag: SagePoint Financial investigation

Blog, Current Investigations

FINRA Fines Sagepoint Financial, Inc. For Suitability Issues 

Sagepoint Reportedly Sanctioned for Supervisory Failures involving Unsuitable use of Margin  According to public disclosures, the...

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Blog, Securities Fraud

SagePoint Financial Censured & Fined $300,000

SagePoint to pay $1.3 Million in Restitution for Supervisory Issues related to early UIT rollovers According to the Financial Industry...

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Blog, Securities Fraud

FINRA Lawsuit filed against Sagepoint Financial, Inc.

Sagepoint Lawsuit Alleges Unsuitable Investment Recommendations The White Law Group recently announced that it has filed a FINRA?Lawsuit...

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Blog, Securities Fraud

Sala-Multi Series Fund and Foresee Strategies Insurance Fund Investigation

The White Law Group continues to investigate potential FINRA arbitration claims against the broker-dealers that may have improperly sold...

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Blog, Securities Fraud

Recovery of Foresee Strategies Insurance Funds Investment Losses

Have you suffered investment losses in the Foresee Strategies Insurance Funds?  If so, The White Law Group may be able to help you recover...

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