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Tag: Rose M. Schindler

Blog, Securities Fraud

January 17, 2011

Proposed Amendment to FINRA Rule 5122

FINRA is requesting comment on a proposal to amend FINRA Rule 5122, which requires, subject to certain exemptions, disclosure in the...

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Blog, Securities Fraud

January 3, 2011

Local Florida Counsel For FINRA Arbitrations

The White Law Group often serves as local counsel throughout Florida for out-of-state attorneys in FINRA securities arbitration matters....

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Blog, Securities Fraud

July 15, 2010

Vail, Colorado Securities Fraud / Broker Fraud Attorney

The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance...

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Blog, Securities Fraud

June 28, 2010

Representing Foreign Investors In FINRA Arbitrations

It is not uncommon for foreign investors to seek to establish an investing relationship with a United States based broker-dealer (either...

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Blog, Securities Fraud

June 25, 2010

Jackson, Mississippi Securities Fraud / Broker Fraud Attorney

The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance...

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