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Tag: RBC investment losses

Blog, Securities Fraud Articles

January 26, 2012

Former RBC Financial Advisor Henry Cole Sentenced for Fraud

According to an article in the Financial Post, Henry Cole, a former financial advisor for RBC, the investment banking arm of the Royal Bank...

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Blog, Securities Fraud Articles

July 20, 2011

Massachusetts suing RBC over ETF sales

According to the Investment News, Massachusetts’ top securities regulator is suing RBC Capital Markets LLC and one of its former...

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