Tag: Raymond James lawsuit
Raymond James & Associates Sanctioned for Failure to Supervise
Raymond James & Associates Overview The White Law Group reviews the regulatory history of Raymond James & Associates. Raymond...
Raymond James & Associates, Inc. Lawsuit Alleges Unsuitable Investments
Lawsuit Alleges Barry Richter & Raymond James & Associates, Inc. Recommended Unsuitable REITs and Energy Investments The White Law...
Raymond James & Associates to Pay $15 million
Raymond James Settles SEC Charges for Improper Advisory Fees According to a press announcement yesterday, Raymond James & Associates, a...
Raymond James Lawsuit Alleges Overcharges
Raymond James Lawsuit – BD to pay $15 million for Reportedly Overcharging Customers According to reports this week, Raymond James has...
Raymond James Ordered to make $1.69 Million in Restitution to Customers
According to a public release from FINRA.org they, “ordered Raymond James & Associates, Inc. (RJA) and Raymond James Financial...
Securities Regulatory Information Regarding Raymond James
The following is a brief breakdown of publicly available information regarding Raymond James and its securities sales practices and FINRA...
