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Tag: Puerto Rico bond reimbursement

Blog, Securities Fraud Articles

Investigation Involving UBS Broker Ramon Almonte

Have you suffered losses with UBS broker Ramon M. Almonte? If so, the securities attorneys of The White Law Group may be able to help you...

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Blog, Securities Fraud Articles

Santander Fined Over Puerto Rican Bond Sales

The Financial Industry Regulatory Authority (FINRA) recently settled charges against Santander Securities LLC for supervisory failures...

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Blog, Current Investigations, Securities Fraud Articles

UBS Puerto Rico $34 Million Settlement with SEC & FINRA

The Securities and Exchange Commission settled charges against UBS Financial Services of Puerto Rico for failing to supervise former...

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Blog, Securities Fraud Articles

FINRA Awards UBS Client $2.9 Million

UBS ordered to pay $2.9 million in another FINRA arbitration claim. The financial Industry Regulator authority (FINRA) awarded Ana Teresa...

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Blog, Securities Fraud Articles

UBS Puerto Rico $5.2 Million Settlement with Regulators

According to InvestmentNews, UBS Financial Services Inc. of Puerto Rico has agreed to pay $1.7 million to investors to settle allegations...

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