Tag: Puerto Rico bond losses
FINRA Awards UBS Client $2.9 Million
UBS ordered to pay $2.9 million in another FINRA arbitration claim. The financial Industry Regulator authority (FINRA) awarded Ana Teresa...
Puerto Rico Municipal Bond Funds
According to reports, U.S. fund manager OppenheimerFunds, the largest holder of Puerto Rico debt among U.S. municipal bond funds, warns...
Puerto Rico Bond Losses
**Update** The US government has announced that it will not bail out Puerto Rico. Subsequently, the commonwealth may default on its...
Puerto Rico Bond Losses
Many investors in Puerto Rico municipal bonds have concern for their investments. The commonwealth has been able to stave off a bail out...
13 Brokerage Firms Sanctioned for Puerto Rico Junk Bonds
The Securities and Exchange Commission sanctioned 13 brokerage firms for improper sales of Puerto Rico junk bonds. The SEC found that...
UBS Puerto Rico $5.2 Million Settlement with Regulators
According to InvestmentNews, UBS Financial Services Inc. of Puerto Rico has agreed to pay $1.7 million to investors to settle allegations...
