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Tag: Provident Royalties losses

Blog, Securities Fraud Articles

February 3, 2011

FINRA focused on Private Placements and Non-Traded REITs

Broker-dealer sales of opaque and illiquid private investments are squarely in the sights of securities regulators at the Financial...

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Blog, Securities Fraud Articles

January 21, 2011

FINRA Rules on Private Placement Investments

Private Placement Investments have become a hot button issue for FINRA regulators and securities attorneys representing investors. The...

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Blog, Securities Fraud Articles

December 20, 2010

Iowa Broker Dealers Named In Suit Involving Provident Royalties

According to the Business Record, DeWaay Financial Network LLC of Clive and three other Iowa investment brokers are among 49 firms that...

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Blog, Securities Fraud Articles

November 2, 2010

Securities Fraud Investigation Involving Provident Royalties, LLC

The White Law Group is investigating securities fraud claims involving Provident Royalties, LLC. Specifically, the firm is investigating...

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