Tag: ponzi scheme lawyer
Examples of Ponzi Schemes and the SEC’s investigation of those schemes
What Is A Ponzi Scheme? Names after Charles Ponzi, a Ponzi scheme is an investment fraud that involves the payment of purported returns to...
Brian Keith Miller Indicted on Ponzi Scheme Charges
According to reports, Brian Keith Miller, a former securities broker and financial adviser, has been indicted on federal charges in...
Somerset County Financial Advisor Sentenced to Prison for Ponzi Scheme
It is being reported that Jeffrey A. Wicks, a financial advisor in Somerset County, has been ordered to spend 90 days in jail for a Ponzi...
Park Avenue Securities LLC fined by FINRA over ponzi scheme.
As a result of a FINRA investigation, Park Avenue Securities LLC was recently censured and fined $175,000. Without admitting or denying the...
