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Tag: Polaris Platinum III B-share variable annuity investigation

Blog, Current Investigations, Securities Fraud

SEC Bars Roger Zullo for Unsuitable VA Sales

Update – Roger Zullo – LPL Financial – Boston, MA According to a July 6th press announcement, the Securities and Exchange...

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Blog, Current Investigations, Securities Fraud

Roger S. Zullo and LPL Financial Annuity Investigation Update

Roger S. Zullo Barred from the Securities Industry According to the Financial Industry Regulatory Authority,  Roger S. Zullo has been...

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Current Investigations

LPL Financial to pay $3.7 Million

Investment Losses with LPL Financial and Roger Zullo LPL Financial was ordered Monday to pay up to $3.7 million in restitution and fines...

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Blog, Current Investigations, Securities Fraud

Roger S. Zullo and LPL Financial Annuity Investigation

Investment Losses with Roger S. Zullo Have you suffered losses as a result of an annuity you purchased thorough LPL Financial and its...

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