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Tag: Park Financial

Blog, Securities Fraud

William Edward Herlihy, formerly of Orion Trading LLC in Deltona, Florida, suspended by FINRA.

FINRA recently announced that William Edward Herlihy, formerly of Orion Trading LLC, has been censured, fined $30,000 and supended from...

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Blog, Securities Fraud

FINRA Fines Three Firms Over $1.25 million for failing to detect, investigate and report suspicious transactions by J.P. Turner, Park Financial and Legent Clearing

The Financial Industry Regulatory Authority (FINRA) has recently fined three broker-dealers- J.P. Turner & Co. of Atlanta, Georgia,...

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