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Tag: non traded REIT investigation

Blog, Current Investigations

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Did your Financial Advisor Recommend Investing in Non-Traded REITs?

Suitability of Non-traded REITs for Investors Are Non-traded REITs a Safe Bet? Have you suffered losses investing in a non-traded REIT at...

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Blog, Current Investigations

Non-traded REITs Sales Increase in June 2020

Concerned about your investment in a non-traded REIT or other alternative investment?  According to an article in the DI Wire this week,...

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Blog, Securities Fraud

FINRA Fines 6 Firms Over REIT Sales

The Financial Industry Regulatory Authority (FINRA) fined six independent broker dealers who failed to give certain clients discounts on...

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Blog, Securities Fraud

FINRA Continues their Focus on Non-traded REITs with an Investor Alert

FINRA released an investor alert for public non-traded REITs “to help investors understand the benefits, risks, features and fees of...

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Blog, Securities Fraud

FINRA Proposes More Changes to Protect Investors in Non-traded REITs

According to the investmentnews.com, FINRA has “…proposed changes to its Rule 2340, which governs customer account statements....

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