Tag: non traded REIT investigation
Non-traded REITs Sales Increase in June 2020
Concerned about your investment in a non-traded REIT or other alternative investment? According to an article in the DI Wire this week,...
FINRA Fines 6 Firms Over REIT Sales
The Financial Industry Regulatory Authority (FINRA) fined six independent broker dealers who failed to give certain clients discounts on...
FINRA Continues their Focus on Non-traded REITs
FINRA released an investor alert for public non-traded REITs “to help investors understand the benefits, risks, features and fees of...
FINRA Proposes More Changes to Protect Investors in Non-traded REITs
According to the investmentnews.com, FINRA has “…proposed changes to its Rule 2340, which governs customer account statements....
FINRA Proposal for Faster Valuations of Non-traded REITs
According to the investmentnews.com, FINRA “is putting the finishing touches on a rule proposal that would shorten the amount of time...
