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Tag: NFA arbitration lawyer

Blog, Securities Fraud

OpVest Sanctioned by NFA Over Commissions

National Futures Association (NFA) has levied a $75,000 fine against Option Investments, Inc. (otherwise known as OpVest), a Commodity...

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Blog, Securities Fraud

Peregrine Financial Group sanctioned by NFA.

National Futures Association (NFA) recently announced that it has levied a fine of $700,000 against Peregrine Financial Group, Inc., a...

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Blog, Securities Fraud

NFA Discovery Rules and Discovery Process

If a commodities or futures investor has an investment fraud claim, it is likely that such claim will be arbitrated through NFA’s dispute...

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