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Tag: Next Financial lawsuit

September 26, 2011

Securities Regulatory Information Regarding NEXT Financial

The following is a brief breakdown of publicly available information regarding NEXT Financial and its securities sales practices and FINRA...

Blog, Securities Fraud Articles

July 21, 2011

FINRA suspends former Next Financial broker, William Bailey

The Financial Industry Regulatory Authority (FINRA) recently announced that it has suspended William Bailey, a former NEXT Financial Group,...

Blog, Securities Fraud Articles

February 21, 2011

Broker Dealers Suing Insurance Carriers Over Coverage

According to the Investment News, three independent broker-dealers are suing their respective insurance carriers for failing to cover...

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