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Tag: NEXT Financial investigation

Blog, Securities Fraud

Securities Regulatory Information Regarding NEXT Financial

The following is a brief breakdown of publicly available information regarding NEXT Financial and its securities sales practices and FINRA...

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Blog, Securities Fraud

FINRA suspends former Next Financial broker, William Bailey

The Financial Industry Regulatory Authority (FINRA) recently announced that it has suspended William Bailey, a former NEXT Financial Group,...

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Blog, Securities Fraud

FINRA Arbitration Claim Against NEXT Financial Involving UITs, REITs, and Variable Annuities

The White Law Group announces that it has filed a Financial Industry Regulatory Authority (FINRA) arbitration statement of claim involving...

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