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Tag: Next Financial Group investigation

Blog, Current Investigations

Next Financial Group to pay $750,000 for Supervisory Failures

FINRA Sanctions Next Financial Group for Unsuitable Mutual Fund Trading The White Law Group is investigating potential securities claims...

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Blog, Current Investigations, Securities Fraud

Next Financial Group Fined $475,000 over Non-Traded REITs Sales

Massachusetts and New Hampshire Fines Next Financial Group for Supervisory Issues According to the public records this week, two states...

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