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Tag: New York securities fraud lawyer

Current Investigations, Securities Fraud Articles

January 24, 2018

Former Cetera Advisor Daniel B. Vazquez charged with Fraud

SEC Files Charges – Hoplon Financial Group & Former CEO Daniel B. Vazquez According to a press announcement yesterday, the Securities...

Current Investigations, Securities Fraud Articles

January 22, 2018

New York Advisor Michael Giokas Arrested on Fraud Charges

Financial Advisor Michael Giokas Charged with $200K Fraud The White Law Group is investigating potential claims involving Michael Giokas...

Blog, Securities Fraud Articles

October 19, 2012

FINRA expels New York based broker dealer.

The Financial Industry Regulatory Authority (FINRA) recently announced that it has expelled EKN Financial Services, Inc. of Melville, NY,...

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