Tag: NASD complaint
How to File a Complaint against your Broker
If you have a Dispute with your Broker Whether you realized it at the time or not, when you established your brokerage account, you likely...
How to file a FINRA complaint
Whether you realized it at the time or not, when you established your brokerage account, you likely entered into an arbitration provision...
Investigation: Oppenheimer Champion Fund
The White Law Group is investigating possible securities fraud claims involving the Oppenheimer Champion Income Fund (OCHBX, OPCHX and...
Common Securities Fraud Involving REITs (real estate investment trusts).
A real estate investment trust or REIT is a tax designation for a corporation investing in real estate that reduces or eliminates corporate...
Shawn Casuccio barred from securities industry
FINRA recently announced that Shawn Patrick Casuccio, a former financial advisor with Metlife Securities in Morgantown, West Virginia, has...
