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Tag: NASAA

COVID-19 Enforcement Task Force Halts Fraud Schemes, featured by top securities fraud attorneys, The White Law Group

Blog, Current Investigations

August 20, 2020

COVID-19 Enforcement Task Force Halts Fraud Schemes

Task Force Protects Investors From 244 Fraud Schemes relating to Covid-19 Pandemic According to a press announcement on August 19, 2020,...

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State Regulators Propose Restitution for Victims of Securities Fraud, featured by top securities fraud attorneys, The White Law Group

Blog, Current Investigations

July 2, 2020

State Regulators Propose Restitution for Victims of Securities Fraud

State Regulators Propose Restitution for Victims of Securities Fraud According to the North American Securities Administrators Association...

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Blog, Securities Fraud Articles

November 20, 2013

Overview of Securities Regulators

Securities regulation is intended to protect all participates in the securities market. This includes investors as well as financial...

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Blog, Securities Fraud Articles

December 6, 2011

FINRA Proposes New Private Placement Offering Rule 5123

In October of this year the Financial Industry Regulatory Authority (FINRA) submitted to the Securities and Exchange Commission (SEC) a...

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Blog, Securities Fraud Articles

August 29, 2011

Investor Protection Organization Warns of Top 10 “Investor Traps”

The North American Securities Administrators Association (NASAA), a leading international investor protection organization, recently...

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