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Tag: mutual fund waiver initiative

FINRA settles with 56 Firms for mutual fund overcharges, Featured by Top Securities Fraud Attorneys, The White Law Group

Blog, Current Investigations

July 19, 2019

FINRA Settles with 56 Firms over Mutual Fund Waiver Initiative

56 Settlements with Member Firms & $89 Million in Restitution According to a press announcement on Wednesday, the Financial Industry...

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