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Tag: Morgan Stanley complaints

Morgan Stanley to pay Customers for 529 Savings Plan Overcharges, featured by top securities fraud attorneys, The White Law Group

Blog

December 31, 2020

Morgan Stanley to pay Customers for 529 Savings Plan Overcharges

Morgan Stanley’s Supervisory Failures result in almost $1.4 Million in Overcharges According to a Letter of Acceptance Waiver and Consent...

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Morgan Stanley

Blog, Current Investigations

September 26, 2017

FINRA Charges Morgan Stanley $13 Million for Supervisory Issues

Morgan Stanley to pay $13 Million in Fines and Restitution According to The Financial Industry Regulatory Authority (FINRA) on Monday,...

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Morgan Stanley

Blog, Current Investigations

August 25, 2017

FINRA Fines Morgan Stanley $500,000 for Supervisory Lapses

Morgan Stanley Censured & Fined According to FINRA, Morgan Stanley has agreed to pay $500,000 to the Financial Industry Regulatory...

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