Tag: Miami broker fraud attorney
Alleged bond fraud: Venezuelan Bank and Direct Access Partners
According to the Southern Florida Business Journal, “The Securities and Exchange Commission (SEC) busted an alleged $66 million...
E.S. Financial Services, Inc. fined by FINRA
E.S. Financial Services, Inc. (CRD #104316, Miami, Florida) recently submitted a Letter of Acceptance, Waiver and Consent in which the firm...