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Tag: Merrill Lynch

Blog, Securities Fraud

Chicago Securities Fraud / Investment Fraud Attorney

Are you seeking to recover investment losses incurred as a result of the fraud or negligence of your financial professional or brokerage...

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Blog, Securities Fraud

William James Murphy Barred From Securities Industry

FINRA recently issued a regulatory decision wherein William James Murphy was fined $591,933.67 as disgorgement of commissions and barred...

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Blog, Securities Fraud

Securities Fraud Investigation Involving CIT InterNotes

The White Law Group is investigating securities fraud claims on behalf of investors involving CIT InterNotes. The sale of CIT InterNotes to...

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Blog, Securities Fraud

Representing Foreign Investors In FINRA Arbitrations

It is not uncommon for foreign investors to seek to establish an investing relationship with a United States based broker-dealer (either...

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Blog, Securities Fraud

Investigation Into Sub-Prime Issues

The White Law Group is investigating the appropriateness of financial advisor’s recommendations that investors purchase sub-prime issues...

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Blog, Securities Fraud

Investigation of UBS financial advisor Eduardo Sordo

We are investigating a possible securities fraud claim on behalf of an investor involving investment recommendations made by former UBS...

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