Tag: Merrill Lynch
William James Murphy Barred From Securities Industry
FINRA recently issued a regulatory decision wherein William James Murphy was fined $591,933.67 as disgorgement of commissions and barred...
Securities Fraud Investigation Involving CIT InterNotes
The White Law Group is investigating securities fraud claims on behalf of investors involving CIT InterNotes. The sale of CIT InterNotes to...
Investigation of UBS financial advisor Eduardo Sordo
We are investigating a possible securities fraud claim on behalf of an investor involving investment recommendations made by former UBS...
Rodney Jack Bradley barred from FINRA
FINRA recently announced that Rodney Jack Bradley, a former financial advisor with Merrill Lynch in Clearwater, Florida, has been barred...
