Call Now for a Free Consultation
(888) 637-5510

Tag: Merrill Lynch Pierce Fenner & Smith

Blog, Securities Fraud

Merrill Lynch Settles for $8 Million with SEC

Merrill Lynch Sanctioned for Alleged ADR Violations According to a press announcement this week, Merrill Lynch, Pierce, Fenner & Smith...

Read More


Merrill Lynch, Pierce, Fenner & Smith Inc. to pay $15 Million

SEC Charges Merrill Lynch Failure to Supervise According to a press announcement on Monday, the Securities and Exchange Commission...

Read More