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Tag: Medical Capital scam

Blog, Securities Fraud

February 15, 2011

Workman Securities Settles with FINRA

According to Investment News, a broker-dealer that was a prominent seller of high-risk private placements that wound up going bust has...

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Blog, Securities Fraud

February 3, 2011

FINRA focused on Private Placements and Non-Traded REITs

Broker-dealer sales of opaque and illiquid private investments are squarely in the sights of securities regulators at the Financial...

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Blog, Securities Fraud

June 8, 2010

Investigation: Securities America and Medical Capital

The White Law Group is investigating securities fraud claims on behalf of investors involving recommendations made by broker-dealers like...

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