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Tag: Medical Capital losses

Blog, Securities Fraud Articles

Workman Securities Settles with FINRA

According to Investment News, a broker-dealer that was a prominent seller of high-risk private placements that wound up going bust has...

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Blog, Securities Fraud Articles

QA3 Financial to cease operations.

According to the Investment News, QA3 Financial is to cease operations.  Facing bankruptcy and a potential net capital violation, QA3...

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Blog, Securities Fraud Articles

FINRA focused on Private Placements and Non-Traded REITs

Broker-dealer sales of opaque and illiquid private investments are squarely in the sights of securities regulators at the Financial...

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Blog, Securities Fraud Articles

FINRA Rules on Private Placement Investments

Private Placement Investments have become a hot button issue for FINRA regulators and securities attorneys representing investors. The...

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Blog, Securities Fraud Articles

Recovery of Investment Losses

If you have suffered investment losses as a result of the fraud or negligence of your financial professional or brokerage firm, The White...

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Blog, Securities Fraud Articles

Current Securities Fraud Investigations

The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance...

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