Tag: Massachusetts Securities
Robinhood Settles with Mass Regulators for $7.5 million
Galvin Accuses Robinhood of Gamification Strategies Robinhood Financial has reached a $7.5 million settlement with the Secretary of the...
Janney Montgomery Scott | Supervisory Failures
Janney Montgomery Scott Sanctioned for Supervisory Failures with Mutual Fund Charges According to the Massachusetts Securities Division,...