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Tag: Marietta

Blog, Securities Fraud

Fortune Financial and Brian Lee Daniels fined and censured

FINRA recently announced that Fortune Financial Services, Inc. (a FINRA registered broker-dealer based in New Brighton, Pennsylvania ) and...

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Blog, Securities Fraud

Robyn Lynn O’Hara, formerly of WFG Investments, Inc. in Snellville, Georgia, has been barred from FINRA for securities violations.

FINRA recently announced that Robyn Lynn O’Hara, formerly of WFG Investments, Inc. in Snellville, George, has been barred from FINRA for...

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Blog, Securities Fraud

Philip Louis Crouse, Sr., formerly of Nationwide Securities, Inc. in Renfrew, Pennsylvania, barred from securities industry by FINRA.

FINRA recently announced that Philip Louis Crouse, Sr., formerly of Nationwide Securities, Inc. in Renfrew, Pennsylvania, has been barred...

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Blog, Securities Fraud

Stephanie Murch Haggerty, formerly of Register Financial Associates, Inc. in Atlanta, Georgia, fined and suspended from FINRA for violating securities laws related to research reports.

According to a recent FINRA announcement, Stephanie Murch Haggerty, formerly of Register Financial Associates, Inc. in Atlanta, Georgia,...

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