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Tag: Madison Avenue Securities lawsuit

June 2, 2022

SEC Hits Madison Avenue Securities with $800,000 Fine for Violations

Madison Avenue Securities Allegedly Failed to Disclose Conflicts with Compensation According to an SEC order on May 31, the Securities...

Blog, Current Investigations, Securities Fraud Articles

March 12, 2018

David L. Barber Reportedly Barred from Securities Industry

Madison Avenue Securities Discharges David L. Barber after FINRA Award According to the Financial Industry Regulatory Authority (FINRA),...

Blog, Current Investigations, Securities Fraud Articles

January 9, 2018

Investor Awarded $1.67 Million in California Churning Case

FINRA Orders Broker and Madison Avenue Securities to pay Court costs and fees According to the Financial Industry Regulatory Authority, an...

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