Call Now for a Free Consultation
(888) 637-5510

Tag: LPL Massachusetts securities complaint

Blog, Securities Fraud

$10.7 million in restitution to REIT investors

According to reports, five brokerage firms agreed to pay an additional $10.7 million in restitution to investors who purchased non-traded...

Read More

Blog, Securities Fraud

LPL Beefing Up Compliance In Wake of Massachusetts Lawsuit

According to a report in the Investment News, LPL has told its 13,000 registered reps and investment advisers that it is cracking down on...

Read More

Blog, Securities Fraud

LPL sued by Massachusetts securities regulators over non-traded REIT sales.

According to reports, Massachusetts securities regulators have sued LPL Financial, LLC over sales practices of brokers regarding non-traded...

Read More