LPL Financial Archives - Page 2 of 2

Tag: LPL Financial

May 3, 2018

LPL Financial Settles Charges with State Regulators According to a press announcement, LPL Financial has agreed to pay up to $26 million to...

April 25, 2018

FINRA Sanctions LPL Financial for Supervisory Issues According to the Financial Industry Regulatory Authority on February 6, 2018, LPL...

May 12, 2011

The Investment News recently announced the most profitable “indie” brokerage firms. They are as follows: Rank Firm Pre-tax earnings ?...

January 18, 2011

RANK Broker-dealer Total gross revenues 1 LPL Investment Holdings Inc. $2.8B • LPL Financial One Beacon St. Boston, MA 02108 joinlpl.com...

November 26, 2010

According to the Investment News, the following are the largest independent broker-dealers (ranked by reps producing over $100,000): Click...