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Tag: LPL Financial Annuities losses

Blog, Current Investigations, Securities Fraud Articles

SEC Bars Roger Zullo for Unsuitable VA Sales

Update – Roger Zullo – LPL Financial – Boston, MA According to a July 6th press announcement, the Securities and Exchange...

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Blog, Current Investigations, Securities Fraud Articles

Roger S. Zullo and LPL Financial Annuity Investigation Update

Roger S. Zullo Barred from the Securities Industry According to the Financial Industry Regulatory Authority,  Roger S. Zullo has been...

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