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Tag: leveraged ETF losses

Blog, Securities Fraud Articles

February 12, 2013

Large Award: Leveraged and Inverse exchange-traded funds

According to a report in Reuters, an investment adviser must pay a total of $1.8 million to a group of investors in a securities...

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Blog, Securities Fraud Articles

January 28, 2013

LPL Beefing Up Compliance In Wake of Massachusetts Lawsuit

According to a report in the Investment News, LPL has told its 13,000 registered reps and investment advisers that it is cracking down on...

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