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Tag: KMS Financial Services

Blog, Securities Fraud Articles

March 7, 2013

KMS Financial Services, Inc. fined by FINRA

KMS Financial Services, Inc. (CRD #3866, Seattle, Washington) recently submitted a Letter of Acceptance, Waiver and Consent in which the...

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Blog, Securities Fraud Articles

December 14, 2010

Montana Ponzi Scheme

In the beginning of 2010, Arthur Leroy Heffelfinger, a former financial advisor with KMS Financial Services, Inc., was arrested in Montana...

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